• News Stories    • Television Appearances

News Stories

Sacked! — RegisteredRep.com, February 1, 2007

The Glitch. Class action against NASD for technical error in Series 7 exam — RegisteredRep.com, January 1, 2007

Did Allianz mislead older buyers on annuity sales? — Star Tribune, October 7, 2007

Five Things to Look for in a Retirement Home — SmartMoney.com, September 25, 2007

Annuity risks, Regulators are shifting focus to insurance-products sales practices — The Philadelphia Inquirer, June 15, 2004

Mutual Fund Probe Gathers Steam With Prudential Deal — TheStreet.com, July 10, 2003

PNC's Pact Giving Fuel To Would-Be Plaintiffs — The American Banker, July 9, 2003

Brokers' tiny fraud payment may be just a start — The Philadelphia Inquirer, April 30, 2003

What to do if you can make a claim — USA Today, April 30, 2003

Don't look to settlement for payback of your investment — USA Today, April 29, 2003

Aggrieved investors turning to arbitration — The Monterey County Herald, March 25, 2003

Fewer gripes reach the SEC — The Philadelphia Inquirer, February 16, 2003

Tip of the Iceberg for Kmart — CNBC Market Dispatch, February 27, 2003

Investors, mauled by bear market, come clawing after their brokers — The Philadelphia Inquirer, September 9, 2001

The Claim Game — Newsweek, May 07, 2001

Stock Market Fall is Cracking Seniors' Nest Eggs — The Philadelphia Inquirer, April 8, 2001

Give Me Back My Money — Kiplinger, January 1, 2001

Television Appearances

Files are in AVI format and must be downloaded before viewing. Files are compatible with Apple QuickTime and Windows Media Player.

Download 13 Meg AVI file WB 17 – Phila. Business Journal Report $1.4 Billion settlement reached with ten Wall Street brokerage firms.		Download 65 Meg AVI file NBC 10 – Consumer Alert How to Choose a Stockbroker More and more people are shopping for investment advice. Find out how not to get scammed.
Download 13 Meg AVI file WB 17 – WB 17 News Merrill Lynch says it will change the way it does business to protect future clients. Attorneys say don't rely on the settlement to get your money back.		Download 61 Meg AVI file CNBC – Wake Up Call Two former executives of K-Mart were indicted on three counts of securities fraud. What's the next step?
Download 63 Meg AVI file NBC 10 – Consumer Alert How much confidence do you have in the stock market? Has your stockbroker ripped you off? Or are you a victim of the stock market like everyone else?